Pennsylvania Securities Law Lawyers
Securities law is complex and often affects businesses, owners, and professionals in different ways. Working with a lawyer who has significant experience in this area of law is in your best interests. At Scaringi Law, we employ a team of experienced business attorneys who have a proven record representing clients in business law, tax law and securities law matters throughout Pennsylvania.
Call Scaringi Law at (717) 775-7195, to review your matter with an experienced attorney via phone, or at one of our many Central Pennsylvania office locations.
WE ARE EXPERIENCED ADVOCATES
We represent small and medium-sized business owners throughout Pennsylvania. We help companies manage their licensing, compliance, and other securities-related legal needs.
Our business and securities law attorneys handle a wide range of matters, including:
- Public offerings - NASDAQ and NYSE, Regulation A
- Private offerings
- Regulation D offerings
- PIPE - Private Investment in Public Equity
- SEC (Securities Exchange Commission) - disclosure and compliance
PA Department of Banking and Securities (formerly known as the Pennsylvania
- Interpretive letter
In addition, we also handle matters involving:
- Broker misconduct
- Breach of fiduciary duty
- Breach of contract
- Ponzi schemes
- Stockbroker fraud and malpractice
- Unauthorized trading
- Stock churning
Scaringi Law's Securities Law attorney, Stephen S. Werner spent ten years as a Securities Compliance Examiner with the Pennsylvania Securities Commission. Few are more uniquely qualified to represent you in this area of law. Read more about Steve by clicking on the banner below:
Scaringi Law business attorneys serve individual and business clients throughout Pennsylvania.
Call (717) 775-7195, chat, or complete our convenient Contact Us form, and get the Scaringi Law legal team started on your case today!