Pennsylvania Securities Law Lawyers

Securities law is complex and often affects businesses, owners, and professionals in different ways. Working with a lawyer who has significant experience in this area of law is in your best interests. At Scaringi Law, we employ a team of experienced business attorneys who have a proven record representing clients in business law, tax law and securities law matters throughout Pennsylvania.

Call Scaringi Law at (717) 775-7195, to review your matter with an experienced attorney via phone, or at one of our many Central Pennsylvania office locations.


We represent small and medium-sized business owners throughout Pennsylvania. We help companies manage their licensing, compliance, and other securities-related legal needs.

Our business and securities law attorneys handle a wide range of matters, including:

  • Public offerings - NASDAQ and NYSE, Regulation A
  • Private offerings
  • Regulation D offerings
  • PIPE - Private Investment in Public Equity
  • SEC (Securities Exchange Commission) - disclosure and compliance
  • PA Department of Banking and Securities (formerly known as the Pennsylvania Securities Commission)
    • Compliance
    • Enforcement
    • Licensing
    • Registration
    • Interpretive letter

In addition, we also handle matters involving:

  • Broker misconduct
  • Breach of fiduciary duty
  • Breach of contract
  • Ponzi schemes
  • Stockbroker fraud and malpractice
  • Unauthorized trading
  • Stock churning

Scaringi Law's Securities Law attorney, Stephen S. Werner spent ten years as a Securities Compliance Examiner with the Pennsylvania Securities Commission. Few are more uniquely qualified to represent you in this area of law. Read more about Steve by clicking on the banner below:

Scaringi Law business attorneys serve individual and business clients throughout Pennsylvania.

Call (717) 775-7195, chat, or complete our convenient Contact Us form, and get the Scaringi Law legal team started on your case today!


  • Scaringi Law Scaringi Law Excellent guidance through a difficult divorce.
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  • Scaringi Law Scaringi Law Completely on top of the transaction, was transparent and often available for any questions we had.
  • Scaringi Law Scaringi Law Mrs. Scaringi is approachable and knowledgeable, have not been disappointed at any time.
  • Scaringi Law Scaringi Law If you need an attorney who will work hard for you and do exactly what they say they are going to do to help you solve your case, and do it all in a timely fashion, call Scaringi & Scaringi
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