Pennsylvania Securities Law Lawyers
Securities law is complex and often affects businesses, owners, and professionals in different ways. Working with a lawyer who has significant experience in this area of law is in your best interests. At Scaringi Law, we employ a team of experienced business attorneys who have a proven record representing clients in business law, tax law and securities law matters throughout Pennsylvania.
Call Scaringi Law at (717) 775-7195, to review your matter with an experienced attorney via phone, or at one of our many Central Pennsylvania office locations.
WE ARE EXPERIENCED ADVOCATES
We represent small and medium-sized business owners throughout Pennsylvania. We help companies manage their licensing, compliance, and other securities-related legal needs.
Our business and securities law attorneys handle a wide range of matters, including:
- Public offerings - NASDAQ and NYSE, Regulation A
- Private offerings
- Regulation D offerings
- PIPE - Private Investment in Public Equity
- SEC (Securities Exchange Commission) - disclosure and compliance
PA Department of Banking and Securities (formerly known as the Pennsylvania
- Interpretive letter
In addition, we also handle matters involving:
- Broker misconduct
- Breach of fiduciary duty
- Breach of contract
- Ponzi schemes
- Stockbroker fraud and malpractice
- Unauthorized trading
- Stock churning
Scaringi Law business attorneys serve individual and business clients throughout Pennsylvania.
Call (717) 775-7195, chat, or complete our convenient Contact Us form, and get the Scaringi Law legal team started on your case today!