Pennsylvania Securities Law Lawyers

Securities law is complex and often affects businesses, owners, and professionals in different ways. Working with a lawyer who has significant experience in this area of law is in your best interests. At Scaringi Law, we employ a team of experienced business attorneys who have a proven record representing clients in business law, tax law and securities law matters throughout Pennsylvania.

Call Scaringi Law at (717) 775-7195, to review your matter with an experienced attorney via phone, or at one of our many Central Pennsylvania office locations.


We represent small and medium-sized business owners throughout Pennsylvania. We help companies manage their licensing, compliance, and other securities-related legal needs.

Our business and securities law attorneys handle a wide range of matters, including:

  • Public offerings - NASDAQ and NYSE, Regulation A
  • Private offerings
  • Regulation D offerings
  • PIPE - Private Investment in Public Equity
  • SEC (Securities Exchange Commission) - disclosure and compliance
  • PA Department of Banking and Securities (formerly known as the Pennsylvania Securities Commission)
    • Compliance
    • Enforcement
    • Licensing
    • Registration
    • Interpretive letter

In addition, we also handle matters involving:

  • Broker misconduct
  • Breach of fiduciary duty
  • Breach of contract
  • Ponzi schemes
  • Stockbroker fraud and malpractice
  • Unauthorized trading
  • Stock churning

Scaringi Law business attorneys serve individual and business clients throughout Pennsylvania.

Call (717) 775-7195, chat, or complete our convenient Contact Us form, and get the Scaringi Law legal team started on your case today!

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