Pennsylvania Securities Law Lawyers

Securities law is complex and often affects businesses, owners, and professionals in different ways. Working with a lawyer who has significant experience in this area of law is in your best interests. At Scaringi Law, we employ a team of experienced business attorneys who have a proven record representing clients in business law, tax law and securities law matters throughout Pennsylvania.

Call Scaringi Law at (717) 775-7195, to review your matter with an experienced attorney via phone, or at one of our many Central Pennsylvania office locations.


We represent small and medium-sized business owners throughout Pennsylvania. We help companies manage their licensing, compliance, and other securities-related legal needs.

Our business and securities law attorneys handle a wide range of matters, including:

  • Public offerings - NASDAQ and NYSE, Regulation A
  • Private offerings
  • Regulation D offerings
  • PIPE - Private Investment in Public Equity
  • SEC (Securities Exchange Commission) - disclosure and compliance
  • PA Department of Banking and Securities (formerly known as the Pennsylvania Securities Commission)
    • Compliance
    • Enforcement
    • Licensing
    • Registration
    • Interpretive letter

In addition, we also handle matters involving:

  • Broker misconduct
  • Breach of fiduciary duty
  • Breach of contract
  • Ponzi schemes
  • Stockbroker fraud and malpractice
  • Unauthorized trading
  • Stock churning

Scaringi Law business attorneys serve individual and business clients throughout Pennsylvania.

Call (717) 775-7195, chat, or complete our convenient Contact Us form, and get the Scaringi Law legal team started on your case today!

Prev Next


  • Scaringi Law Scaringi Law
  • Scaringi Law Scaringi Law Frank Mroczka provides exceptional service for home loan transactions!
  • Scaringi Law Scaringi Law
  • Scaringi Law Scaringi Law I felt represented and protected.
  • Scaringi Law Scaringi Law Thank you for giving me peace in my heart and mind. And thank you for giving my children a future of knowing they were wanted by the right person.
  • Scaringi Law Scaringi Law If you need an attorney who will work hard for you and do exactly what they say they are going to do to help you solve your case, and do it all in a timely fashion, call Scaringi & Scaringi
Prev Next

Seven convenient locations to serve you!

    • Please enter your first name.
    • Please enter your last name.
    • This isn't a valid phone number.
      Please enter your phone number.
    • This number is my:
    • Please make a selection.
    • This isn't a valid email address.
      Please enter your email address.
    • Please make a selection.
  • Please enter a message.
Put Us On Your Side